For Advisors: Working with Polaris Financial

Polaris Financial provides a comprehensive Turnkey Asset Management Program (TAMP). We take care of the back office so our advisors can focus on client interactions, and growth. Polaris Financial specializes in discretionary fee-based portfolio management using ETFs and funds from Dimensional Fund Advisors (DFA).  We are looking for advisors who share, or are interested in implementing this type of investment philosophy.

• Choose Your Brand and Run Your Own Business
• Business Support
• Office Space

Choose Your Brand and Run Your Own Business

• You can run your business under your own brand, or under the Polaris Financial brand
• Our payout structure is tiered and ranges from 70-90% depending on the size of the advisor's book (click here to see our payout rates)
• You maintain ownership and control over your book of business
• We provide you with a tax efficient ownership structure allowing you to benefit from the Canadian Controlled Private Corporation (CCPC) capital gains exemption upon sale of your book
• We provide registration in any province in which you do business

Business Support

• We provide access to custodial services from the custodian of your choosing (our primary custodian is TD Waterhouse Institutional Services)
• We provide access to a web-based portfolio management system (NDEX)
• We oversee compliance management for all your business activities, including all processes and document management
• We perform all account billings and payroll on a monthly basis
• We manage all aspects of any referral arrangement according to your needs
• If desired, we can manage client portfolios on your behalf based on your clients' Investment Policy Statement (IPS) guidelines
• If desired, we can provide branding and marketing services including business cards, stationery and website

Office Space

Learn more about our TAMP model, contact: